Frequently Asked Questions

• Can I Get Information Concerning The Secs Ongoing Investigation Of A Public Company?
  The SEC has a policy of maintaining confidentiality about any details of its investigations until the cases are filed with the courts or a similar judicial body. This policy is exists to protect … more
• Who Brings Class Actions?
  Anyone who has been harmed or injured by a particular person or entity in violation of a law and who generally has claims which are typical of other similarly situated people, has no conflicts of … more
• What Is Employed In Affinity Fraud Scams?
  Many times "Ponzi" or pyramid schemes are employed in affinity fraud scams where money invested by new investors is used to make payments to earlier investors, which gives the earlier investors the … more

Legal Articles

• Individual Protection when a Brokerage Firm Fails or Files for Bankruptcy
  Many financial advisers and do it yourself financial websites advise that you have a diverse portfolio that combines savings and investments. For many Americans, that means investing with brokerage firms which can be a lucrative or nerve wracking experience. In order to provide some sense of stability and predictability for people who invest their money with brokerage firms, Congress … more

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