Broker Misconduct

Full Video Transcript

Every year in the U.S. countless individuals are misled or otherwise taken advantage of by brokerage firms, stockbrokers or investment advisors. These brokers and advisors are required by law to provide accurate and reliable information in order to provide clients the ability to make intelligent investment decisions. Some ways these professionals can be liable for broker misconduct is by failing to communicate and advise clients, providing false information dealing unauthorized trading and more. Victims of broker misconduct may be able to sue their advisers and recover investment losses. If you believe your investment professional may have committed broker misconduct, it’s important you speak with an attorney who deals in this type of securities law. Securities attorney can advise you of your rights and help you get you back on your feet.