Top Roselle, IL Securities Lawyers Near You
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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111 W Jackson St, Suite 1700, Chicago, IL 60604
227 W Monroe Street, Suite 1900, Chicago, IL 60606
303 West Madison Street, Suite 1000, Chicago, IL 60606-3321
55 East Monroe Street, 37th Floor, Chicago, IL 60603-6029
414 North Orleans Street, Suite 210, Chicago, IL 60654
150 N Riverside Plaza, Suite 3000, Chicago, IL 60606
110 N Upper Wacker Dr, Suite 4800, Chicago, IL 60606
123 N Wacker Dr, 21st Floor, Chicago, IL 60606
233 South Wacker Drive, Suite 8000, Chicago, IL 60606
100 S Saunders Road, Suite 150, Lake Forest, IL 60045
980 N. Michigan Ave, Suite 1400, Chicago, IL 60611
1931 Rohlwing Rd., Suite C, Rolling Meadows, IL 60008
120 N LaSalle St, Suite 2000, Chicago, IL 60602
77 W Wacker Dr, Suite 4500, Chicago, IL 60601
77 West Wacker Drive, Suite 4100, Chicago, IL 60601
332 S Michigan Ave, Suite 900, Chicago, IL 60604
55 West Monroe St., Suite 610, Chicago, IL 60603
455 N. Cityfront Plaza Drive, Suite 2410, Chicago, IL 60611
120 North LaSalle Street, Suite 2000, Chicago, IL 60602
110 N Upper Wacker Dr, 34th Floor, Chicago, IL 60606
300 North LaSalle, Suite 5555, Chicago, IL 60654
71 S Wacker Dr, Suite 350, Chicago, IL 60606
10 North Dearborn St, Suite 400, Chicago, IL 60602
111 S. Wacker Drive, Suite 4700, Chicago, IL 60606
100 North Riverside Plaza, Suite 1500, Chicago, IL 60606
Roselle Securities Information
Lead Counsel independently verifies Securities attorneys in Roselle and checks their standing with Illinois bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Roselle?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Illinois?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts