Top Chicago, IL Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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155 N. Wacker Dr., Suite 3000, Chicago, IL 60606
One N Wacker Dr, Suite 1600, Chicago, IL 60606
2532 W Warren Blvd, Unit C, Chicago, IL 60612
110 N Wacker Dr, Chicago, IL 60606
221 N LaSalle St, Suite 3500, Chicago, IL 60601
110 North Wacker Drive, Chicago, IL 60606-1511
123 North Wacker Drive, Suite 1800, Chicago, IL 60606
161 N. Clark Street, Suite 4200, Chicago, IL 60601
190 South LaSalle Street, Suite 3700, Chicago, IL 60603
227 W Monroe St, Suite 3600, Chicago, IL 60606
227 W Monroe St, Suite 4700, Chicago, IL 60606
, Chicago, IL 60614-2509
Willis Tower, 233 S Wacker Dr, Suite 6950, Chicago, IL 60606
1811 St. Johns Avenue, Suite 300, Highland Park, IL 60035
908 S. IL Route 31, McHenry, IL 60050
333 West Wacker Drive, Suite 1420, Chicago, IL 60606
71 South Wacker Drive, Suite 3515, Chicago, IL 60606-4610
191 N. Wacker Drive, 32nd Floor, Chicago, IL 60606
10 South LaSalle Street, Suite 3505, Chicago, IL 60603
2626 N Halsted, Suite 1, Chicago, IL 60614
71 South Wacker Drive, Suite 2400, Chicago, IL 60606
70 West Madison Street, Suite 3300, Chicago, IL 60602
161 North Clark, Suite 1700, Chicago, IL 60601
110 N Upper Wacker Dr, 34th Floor, Chicago, IL 60606
141 W Jackson Blvd., Suite 4048, Chicago, IL 60604
Chicago Securities Information
Lead Counsel Verified Attorneys in Chicago
Lead Counsel independently verifies Securities attorneys in Chicago and checks their standing with Illinois bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Chicago?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Illinois?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts