Top Santa Monica, CA Securities Lawyers Near You
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Irvine, CA
Over 25 years of high-stakes business litigation. A respected CA firm where results and winning matter. Call for a consultation.
350 South Grand Avenue, 50th Floor, Los Angeles, CA 90071-3426
2049 Century Park E, 18th Floor, Los Angeles, CA 90067
601 W 5th St, Suite 300, Los Angeles, CA 90071
2029 Century Park East, 33rd Floor, Los Angeles, CA 90067
4010 Prado Del Trigo, Calabasas, CA 91302
10250 Constellation Blvd, Los Angeles, CA 90067
445 31st St, Hermosa Beach, CA 90254
1333 2nd Street, Suite 400, Santa Monica, CA 90401
1900 Avenue of the Stars, 28th Floor, Los Angeles, CA 90067
865 S. Figueroa St., Suite 3100, Los Angeles, CA 90017
633 West 5th Street, Suite 4900, Los Angeles, CA 90071-2005
401 Wilshire Blvd, Suite 850, Santa Monica, CA 90401
2029 Century Park East, Suite 1400, Los Angeles, CA 90067
2049 Century Park East, Suite 700, Los Angeles, CA 90067-3109
1888 Century Park East, Suite 1500, Los Angeles, CA 90067
2225 Adair Street, San Marino, CA 91108
1801 Century Park E, 26th Floor, Los Angeles, CA 90067
1901 Avenue Of The Stars, Suite 1800, Los Angeles, CA 90067
12655 W Jefferson Blvd, Suite 05-191, Los Angeles, CA 90066
515 South Figueroa Street, Suite 1100, Los Angeles, CA 90071
2716 Ocean Park Blvd, Suite 3088, Santa Monica, CA 90405
2050 Main St, Suite 550, Irvine, CA 92614
610 Newport Center Drive, Suite 700, Newport Beach, CA 92660
18881 Von Karman Ave, Suite 1620, Irvine, CA 92612
800 Wilshire Blvd, Suite 800, Los Angeles, CA 90017
Santa Monica Securities Information
Lead Counsel Verified Attorneys in Santa Monica
Lead Counsel independently verifies Securities attorneys in Santa Monica and checks their standing with California bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Santa Monica?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in California?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts