Top Milwaukee, WI Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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511 N Broadway, Suite 1100, Milwaukee, WI 53202
13845 Bishops Dr, Ste 300, Brookfield, WI 53005
111 East Kilbourn Avenue, 19th Floor, Milwaukee, WI 53202
731 North Jackson Street, Suite 900, Milwaukee, WI 53202
411 East Wisconsin Avenue, Suite 1000, Milwaukee, WI 53202
740 North Plankinton Avenue, Suite 600, Milwaukee, WI 53203
777 East Wisconsin Avenue, Suite 2000, Milwaukee, WI 53202
826 Plankinton Ave, #401, Milwaukee, WI 53203-1839
777 East Wisconsin Avenue, Milwaukee, WI 53202-5306
833 East Michigan Street, Suite 1800, Milwaukee, WI 53202-5615
320 East Buffalo Street, Suite 700, Milwaukee, WI 53202
N17W24222 Riverwood Dr, Suite 250, Waukesha, WI 53188
1200 North Mayfair Rd, Suite 430, Milwaukee, WI 53226
111 East Wisconsin Avenue, Suite 1400, Milwaukee, WI 53202
1000 N Water St, Suite 1700, Milwaukee, WI 53202
1134 N 9th St, Suite 220, Milwaukee, WI 53233
790 N Water St, Suite 2500, Milwaukee, WI 53202
735 North Water Street, Milwaukee, WI 53202
790 North Water St, Suite 1950, Milwaukee, WI 53202
207 East Michigan Street, Suite 410, Milwaukee, WI 53202
330 E Kilbourn Ave, Suite 1100, Tower 1, Milwaukee, WI 53202
13845 Bishops Dr, Suite 125, Brookfield, WI 53005
330 East Kilbourn Avenue, Suite 827, Milwaukee, WI 53202
111 E Kilbourn Ave, Suite 1050, Milwaukee, WI 53202
250 East Wisconsin Ave, Suite 1800, Milwaukee, WI 53202
Milwaukee Securities Information
Lead Counsel Verified Attorneys in Milwaukee
Lead Counsel independently verifies Securities attorneys in Milwaukee and checks their standing with Wisconsin bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Milwaukee?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Wisconsin?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts