Top Seattle, WA Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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7191 Wagner Way N.W., Suite 202, Gig Harbor, WA 98335
Gordon & Alvestad, PLLC, serving clients in the Seattle, Washington area, a reputable legal practice for Securities issues.
999 Third Avenue, Suite 3900, Seattle, WA 98104-4040
1201 3rd Ave, Suite 2750, Seattle, WA 98101
1111 Third Ave., Suite 2700, Seattle, WA 98101
1601 5th Ave, Suite 900, Seattle, WA 98101
520 Pike St, Suite 2350, Seattle, WA 98101
1420 5th Ave, Suite 3100, Seattle, WA 98101
2815 Elliott Ave, Suite 100, Seattle, WA 98121
920 5th Ave, Suite 3400, Seattle, WA 98104
1001 Fourth Avenue, Suite 4400, Seattle, WA 98154
701 5th Ave, Suite 3300, Seattle, WA 98104
1425 4th Ave, Suite 800, Seattle, WA 98101
1420 Fifth Avenue, Suite 3700, Seattle, WA 98101-9600
1601 5th Avenue, Suite 1100, Seattle, WA 98101
500 Union Street, Suite 800, Seattle, WA 98101-2231
701 Fifth Avenue, Suite 2100, Seattle, WA 98104
1700 7th Avenue, Suite 1900, Seattle, WA 98101
701 Fifth Avenue, Suite 5100, Seattle, WA 98104
4730 University Way NE, Ste 104, #384, Seattle, WA 98105
701 Fifth Ave, Suite 4700, Seattle, WA 98104
600 108th Ave NE, Suite 320, Bellevue, WA 98004
5470 Shilshole Ave NW, Suite 520, Seattle, WA 98107
701 5th Avenue, 42nd Floor, Seattle, WA 98104
701 Fifth Avenue, Suite 6900, Seattle, WA 98104
1420 Fifth Ave., Suite 1650, Seattle, WA 98101
Seattle Securities Information
Lead Counsel Verified Attorneys in Seattle
Lead Counsel independently verifies Securities attorneys in Seattle and checks their standing with Washington bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Seattle?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Washington?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts