Top Houston, TX Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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12 Greenway Plaza, Suite 1100, Houston, TX 77046
Clients needing legal solutions for Securities can connect with The Womack Law Firm, a local Texas practice.
600 Travis St, Suite 2350, Houston, TX 77002
1100 Louisiana St, Suite 4300, Houston, TX 77002
3200 Southwest Freeway, Suite 3200, Houston, TX 77027
909 Fannin St., Ste. 3300, Houston, TX 77010
811 Main Street, Suite 1100, Houston, TX 77002
717 Texas Ave, Suite 2100, Houston, TX 77002
910 Louisiana St, 4000, Houston, TX 77002
6200 Chase Tower, 600 Travis Street, Houston, TX 77002
24 Greenway Plaza, Weslayan Tower, Suite 1400, Houston, TX 77046
1100 Louisiana Street, Suite 4100, Houston, TX 77002
600 Travis Street, Suite 6750, Houston, TX 77002
JP Morgan Chase Tower, 600 Travis Street, Suite 3400, Houston, TX 77002
1100 Louisiana, Suite 5000, Houston, TX 77002
24285 Katy Fwy, Suite 300, Katy, TX 77494
6363 Woodway Drive, Suite 1000, Houston, TX 77057-1759
1000 Louisiana, Suite 2000, Houston, TX 77002
815 Walker Street, Suite 1440, Houston, TX 77002
4200 Montrose Blvd., Suite 300, Houston, TX 77006
800 Capitol Street, Suite 2100, Houston, TX 77002
1301 McKinney Street, Suite 3700, Houston, TX 77010
811 Main Street, Suite 2500, Houston, TX 77002-4499
5151 San Felipe, Suite 1380, Houston, TX 77056
1980 Post Oak Blvd, Suite 1200, Houston, TX 77056
3700 Buffalo Speedway, Suite 1020, Houston, TX 77098
Houston Securities Information
Lead Counsel Verified Attorneys in Houston
Lead Counsel independently verifies Securities attorneys in Houston and checks their standing with Texas bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Houston?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Texas?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts