Top Austin, TX Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Focused, dedicated attorneys with a track record of success in business and investment disputes.
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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919 Congress Avenue, Suite 910, Austin, TX 78701
Get experienced legal representation for Securities issues. Clients in Austin, Texas can turn to Dunham LLP for help.
106 East Sixth Street, Suite 900, Austin, TX 78701
Other Nearby Offices
The Womack Law Firm has experience helping clients with their Securities needs in Austin, Texas.
111 Congress Avenue, Suite 1400, Austin, TX 78701-4093
4301 Westbank Dr, Building A, Suite 225, West Lake Hills, TX 78746
1400 Lavaca St, Suite 1000, Austin, TX 78701
100 Congress Ave, Suite 2000, Austin, TX 78701
7004 Bee Caves Road, Bldg. 1, Suite 110, Austin, TX 78746
3700 Ranch Road 620 South, Suite B, Austin, TX 78738
607 W 3rd St, Suite 2500, Austin, TX 78701
1205 Rio Grande Street, Austin, TX 78701
2021 Guadalupe St, Suite 260, Austin, TX 78705
2407 South Congress Avenue, Suite E - 399, Austin, TX 78704
1111 W 6th Street, Bldg. A, Suite 310, Austin, TX 78703
7710 North FM 620, Bldg 13-D, Austin, TX 78726
2630 Exposition Blvd, Suite 203, Austin, TX 78703
7000 North Mopac Expressway, Suite 200, Austin, TX 78731
20701 Hamilton Pool Rd, Dripping Springs, TX 78620
111 Congress Ave, Suite 500, Austin, TX 78701
500 W. 5th St., Suite 1150, Austin, TX 78701-3661
111 Congress Avenue, 28th Floor, Austin, TX 78701
620 Congress Ave, Suite 320, Austin, TX 78701
221 West Sixth Strret, Suite 700, Austin, TX 78701
2301 S. Capital of Texas Highway, Building H, Austin, TX 78746
3000 One American Center, 600 Congress Avenue, Austin, TX 78701
, Austin, TX 78739
Austin Securities Information
Lead Counsel Verified Attorneys in Austin
Lead Counsel independently verifies Securities attorneys in Austin and checks their standing with Texas bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Austin?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Texas?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts