Top Philadelphia, PA Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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1055 Westlakes Dr, Suite. 300, Berwyn, PA 19312
RM LAW, P.C. helps Philadelphia clients with their Securities needs.
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123 S. Board Street, Suite 1030, Philadelphia, PA 19109
500 Office Center Dr, Suite 400, Fort Washington, PA 19034
Two Commerce Square, 2001 Market Street, Suite 3100, Philadelphia, PA 19103
2001 Market Street, Suite 1700, Philadelphia, PA 19103
1600 Market Street, Suite 3900, Philadelphia, PA 19103
1760 Market Street, Suite 600, Philadelphia, PA 19103
Centre Square West, 1500 Market St, Suite 3400, Philadelphia, PA 19102
2000 Market Street, Suite 2300, Philadelphia, PA 19103
1650 Market St, Suite 3600, Philadelphia, PA 19103
161 Washington Street, Eight Tower Bridge, Suite 1025, Conshohocken, PA 19428
1650 Market Street, Suite 3600, Philadelphia, PA 19103
1735 Market St, Suite 3300, Philadelphia, PA 19103
One Logan Square, Suite 2000, Philadelphia, PA 19103-6996
100 N 18th Street, Two Logan Square, 12th Floor, Philadelphia, PA 19103
550 E. Swedesford Rd., Suite 270, Wayne, PA 19087
1800 JFK Blvd, Suite 403, Philadelphia, PA 19103
Two Penn Center Plaza, Suite 910, 1500 John F. Kennedy Blvd., Philadelphia, PA 19102
401 East Elm Street, Conshohocken, PA 19428
33 E. Marshall Street, Norristown, PA 19401
325 Sentry Pkwy, Five Sentry East, Suite 160, Blue Bell, PA 19422
130 North 18th Street, One Logan Square, Philadelphia, PA 19103
2617 Huntingdon Pike, Huntingdon Valley, PA 19006
1617 JFK Boulevard, Suite 1500, Philadelphia, PA 19103
2005 Market St, 32nd Floor, Philadelphia, PA 19103
Philadelphia Securities Information
Lead Counsel Verified Attorneys in Philadelphia
Lead Counsel independently verifies Securities attorneys in Philadelphia and checks their standing with Pennsylvania bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Philadelphia?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Pennsylvania?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts