Top Schenectady, NY Securities Lawyers Near You
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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18 Park Row, Chatham, NY 12037
Securities concerns can be addressed by James Kleinbaum, Attorney at Law. This practice offers legal representation for clients in the Schenectady, New York area.
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200 Great Oaks Blvd, Suite 228, Albany, NY 12203
677 Broadway, 10th Floor, Albany, NY 12207
321 Great Oaks Blvd, Albany, NY 12203
29 Wards Lane, Albany, NY 12204
150 State Street, Albany, NY 12207
54 State Street, Sixth Floor, Albany, NY 12207-2524
677 Broadway, Suite 1101, Albany, NY 12207
111 Washington Ave, Suite 300, Albany, NY 12210
30 S Pearl St, Suite 802, Albany, NY 12207
30 South Pearl St., 12th Floor, Albany, NY 12207
800 Troy Schenectady Road, Suite 102, Latham, NY 12110-2123
227 Washington St, Ste 1C, Saratoga Springs, NY 12866
677 Broadway, Suite 1205, Albany, NY 12207-2996
One Commerce Plaza, 99 Washington Ave, Albany, NY 12260
677 Broadway, Suite 401, Albany, NY 12207-2986
10 Airline Drive, Suite 205, Albany, NY 12205
54 State Street, Suite 1001, Albany, NY 12207
80 State St, 11th Floor, Albany, NY 12207
3 Winners Cir, Suite 306, Albany, NY 12205
30 South Pearl Street, Suite 1101, Albany, NY 12207
30 South Pearl Street, 11th Floor, Albany, NY 12207
22 Corporate Woods Blvd., Suite 501, Albany, NY 12211
19 Dove St, Suite 202, Albany, NY 12210
80 State Street, Albany, NY 12207-2830
Schenectady Securities Information
Lead Counsel Verified Attorneys in Schenectady
Lead Counsel independently verifies Securities attorneys in Schenectady and checks their standing with New York bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Schenectady?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in New York?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts