Top New York, NY Securities Lawyers Near You
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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We Represent Plaintiffs & Defendants. Skilled in High Profile Matters for Individuals, Businesses or Financial Institutions.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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420 Lexington Avenue, Suite 875, New York, NY 10170
Get experienced legal representation for Securities issues. Clients in New York, New York can turn to Williams LLP for help.
17 State St., Fl. 40, New York, NY 10004
McFerrin-Clancy LLC represents clients in Securities cases in the New York, New York area.
110 East 59th Street, 22nd Floor, New York, NY 10022
Get experienced legal representation for Securities issues. Clients in New York, New York can turn to Wolofsky PLLC for help.
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641 Lexington Avenue, 29th Fl., New York, NY 10022
Contact Randy Scott Zelin PC in New York, New York for experienced legal assistance in Securities.
348 W 57th St, Suite 331, New York, NY 10019
Jennifer Silverman PLLC has years of experience helping clients with their Securities needs in New York, New York.
111 Broadway, Suite 701, New York, NY 10006
Let the practice of The Janey Law Firm P.C. in New York, New York be your Securities advocate.
60 E 42nd St, Suite 1410, New York, NY 10165
In New York, New York, Woods Lonergan, PLLC, a local practice, helps clients with their Securities problem.
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500 Fifth Avenue, New York, NY 10110-0002
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When you need legal representation for your Securities, connect with Wollmuth Maher & Deutsch LLP in New York, New York.
17 State Street, Suite 3700, New York, NY 10004
Sanford Heisler Sharp McKnight, LLP, a reputable Securities firm in New York, serves the New York area.
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675 3rd Ave, Suite 2200, New York, NY 10017
Kaufmann Gildin & Robbins LLP, is a law firm in New York, New York with experience resolving cases in Securities.
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40 Fulton St, 17th Floor, New York, NY 10038
Sapone & Petrillo, LLP is experienced handling Securities cases in the New York area.
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111 Broadway, Suite 701, New York, NY 10006
In the New York, New York area, Bachner & Associates, PC can help you resolve your Securities issues.
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244 5th Ave, Suite B241, New York, NY 10001
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Law Office of Ethan A. Brecher, LLC is experienced handling Securities cases in the New York area.
14 Wall St., 20th Floor, New York, NY 10005
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Contact Dimond Kaplan & Rothstein PA in New York, New York for experienced legal assistance in Securities.
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260 Madison Ave, 16th Floor, New York, NY 10016
Contact Harwood Law PLLC for your Securities needs in New York.
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55 West 46th Street, New York, NY 10036-4120
150 Broadway, Suite 1302, New York, NY 10038
100 Church St, Suite 800, New York, NY 10007
405 E 50th St, New York, NY 10022
200 Park Avenue, New York, NY 10166
150 E 42nd St, New York, NY 10017-5639
45 Rockefeller Plaza, New York, NY 10111-0100
7 Times Square, 15th Floor, New York, NY 10036
950 Third Ave, Suite 2400, New York, NY 10022
1120 Avenue of the Americas, 13th Floor, New York, NY 10036
New York Securities Information
Lead Counsel Verified Attorneys in New York
Lead Counsel independently verifies Securities attorneys in New York and checks their standing with New York bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in New York?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in New York?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts