Top Berkeley, MO Securities Lawyers Near You
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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8001 Forsyth Blvd, Suite 1500, Clayton, MO 63105
190 Carondelet Plaza, Suite 1400, Clayton, MO 63105
903 S Lindbergh Blvd, Suite 200, St. Louis, MO 63131
120 S Central Ave, Suite 1600, Clayton, MO 63105
7777 Bonhomme Ave, #1900, St. Louis, MO 63105
100 S 4th St, Suite 500, St. Louis, MO 63102
333 S. Kirkwood Road, Suite 300, St. Louis, MO 63122
120 S. Central Avenue, Suite 1800, St. Louis, MO 63105
7701 Forsyth Blvd., Suite 1200, St. Louis, MO 63105
120 South Central Avenue, Suite 1500, St. Louis, MO 63105
190 Carondelet Plaza, Suite 1350, St. Louis, MO 63105
7700 Forsyth Boulevard, Suite 1800, St. Louis, MO 63105
7700 Forsyth Blvd., Suite 1100, St. Louis, MO 63105
231 South Bemiston Avenue, Suite 800, Clayton, MO 63105
4220 Duncan Ave, Suite 201, St. Louis, MO 63110
12935 North Outer Forty, Suite 210, St. Louis, MO 63141-8653
825 Maryville Centre Drive, Suite 300, Town and Country, MO 63017
8015 Forsyth Boulevard, St. Louis, MO 63105
211 North Broadway, Suite 2000, St. Louis, MO 63102
211 North Broadway, Suite 2500, St. Louis, MO 63102-2727
One U.S. Bank Plaza, 505 North 7th Street, St. Louis, MO 63101
7733 Forsyth Blvd, Suite 750, St. Louis, MO 63105
1 North Brentwood Blvd, Suite 1200, St. Louis, MO 63105
10401 Clayton Rd, Suite 200, Frontenac, MO 63131
701 Market Street, Suite 260, St. Louis, MO 63101
Berkeley Securities Information
Lead Counsel Verified Attorneys in Berkeley
Lead Counsel independently verifies Securities attorneys in Berkeley and checks their standing with Missouri bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Berkeley?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Missouri?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts