Top Waconia, MN Securities Lawyers Near You
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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90 7th St, Suite 2800, Minneapolis, MN 55402
11095 Viking Dr, Suite 420, Eden Prairie, MN 55344
901 S Marquette Ave, Suite 2100, Minneapolis, MN 55402
80 South Eighth Street, Suite 3100, Minneapolis, MN 55402
80 S 8th St, Suite 2800, Minneapolis, MN 55402
90 S 7th St, Suite 2200, Minneapolis, MN 55402
60 6th Street South, Minneapolis, MN 55402
100 S 5th St, Suite 1900, Minneapolis, MN 55402
33 South 6th St, Suite 3600, Minneapolis, MN 55402
80 S 8th St, Minneapolis, MN 55402
60 South Sixth Street, 3200 RBC Plaza, Minneapolis, MN 55402
370 Wabasha St N, Suite 1000, St. Paul, MN 55102
1600 Utica Ave S, Suite 600, Minneapolis, MN 55416
331 2nd Ave S, Suite 1002, Minneapolis, MN 55401
370 Wabasha St N, Suite 115, St. Paul, MN 55102
201 Ridgewood Avenue South, Minneapolis, MN 55403
80 S 8th St, 3700 IDS Center, Minneapolis, MN 55402
8500 Normandale Lake Boulevard, Suite 2110, Minneapolis, MN 55437
50 South 6th Street, Suite 1500, Minneapolis, MN 55402
250 S Marquette Ave, Suite 800, Minneapolis, MN 55401
60 South 6th St, Suite 1500, Minneapolis, MN 55402
First National Bank Building, 332 Minnesota Street, Suite West 1260, St. Paul, MN 55101
60 South Sixth Street, Suite 2700, Minneapolis, MN 55402
125 Westwood Drive North, Minneapolis, MN 55402
225 South Sixth Street, Suite 3500, Minneapolis, MN 55402
Waconia Securities Information
Lead Counsel independently verifies Securities attorneys in Waconia and checks their standing with Minnesota bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Waconia?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Minnesota?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts