Top Riverview, FL Securities Lawyers Near You
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
Se Habla Español
Free Consultation
Virtual Appointments
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
Se Habla Español
Free Consultation
53 East Jackson Street, Suite 134, Tampa, FL 33602
Other Nearby Offices
Forbes Law has experience helping clients with their Securities needs in Riverview, Florida.
Se Habla Español
201 E Kennedy Blvd, Suite 1100, Tampa, FL 33602
777 S Harbour Island Blvd, Suite 420, Tampa, FL 33602
401 E. Jackson St, Suite 3400, Tampa, FL 33602
101 East Kennedy Blvd, Suite 2350, Tampa, FL 33602
401 E Jackson St, Suite 1700, Tampa, FL 33602
One Tampa City Center, Suite 3200, 201 North Franklin Street, Tampa, FL 33602
1410 N Westshore Blvd, Suite 200, Tampa, FL 33607
4830 W. Kennedy Blvd, Suite 600, Tampa, FL 33609
101 E Kennedy Blvd, Suite 2700, Tampa, FL 33602
4301 W. Boy Scout Blvd., Suite 300, Tampa, FL 33607
100 Ashley Dr, Suite 600, Tampa, FL 33602
3833 Central Ave, St. Petersburg, FL 33713
401 East Jackson Street, Suite 2400, Tampa, FL 33602
360 Central Ave, Suite 1550, St. Petersburg, FL 33702
201 N. Franklin Street, Suite 3050, Tampa, FL 33602
601 Bayshore Blvd Suite 720, Tampa, FL 33606
201 N Franklin St, Suite 1600, Tampa, FL 33602
503 E Jackson St, Suite 253, Tampa, FL 33602
201 E Kennedy Blvd, Suite 1200, Tampa, FL 33602
100 N Tampa St, Suite 2600, Tampa, FL 33602
100 South Ashley Drive, Suite 2000, Tampa, FL 33602
400 N. Ashley Drive, Suite 1100, Tampa, FL 33602
4830 W Kennedy Blvd., Ste. 600, Tampa, FL 33609
200 Central Ave, St. Petersburg, FL 33701
Riverview Securities Information
Lead Counsel independently verifies Securities attorneys in Riverview and checks their standing with Florida bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Riverview?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Florida?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts