Top Windham, CT Securities Lawyers Near You
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
Se Habla Español
Free Consultation
Virtual Appointments
Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
Se Habla Español
Free Consultation
100 Pearl Street, 10th Floor, Hartford, CT 06103
One Constitution Plaza, 5th Floor, Hartford, CT 06103
185 Asylum Street, Suite 2603, Hartford, CT 06103
Cityplace I, 185 Asylum Street, Hartford, CT 06103
One State Street, 14th Floor, Hartford, CT 06103-1516
280 Trumbull St, 12th Floor, Hartford, CT 06103
One Financial Plaza, 21st Floor, Hartford, CT 06103
One State Street, Hartford, CT 06103
90 State House Square, Hartford, CT 06103
205 Storrs Road, Reservoir Commons, Mansfield Center, CT 06250
300 Plaza Middlesex, Middletown, CT 06457
152 Simsbury Road, Avon, CT 06001
65 Memorial Road, Suite 300, West Hartford, CT 06107
185 Asylum St, CityPlace II, 15th Floor, Hartford, CT 06103
75 Isham Road, Blue Back Square, Suite 400, West Hartford, CT 06107-4993
225 Asylum St, Hartford, CT 06103
185 Asylum St, Suite 3701, Hartford, CT 06103
8 Elm Street, New Milford, CT 06776
90 State House Square, Hartford, CT 06103
One State Street, Hartford, CT 06103
45 South Main Street, Suite 305, West Hartford, CT 06107
PO Box 494, Marlborough, CT 06447
One Financial Plaza, 755 Main Street, Suite 1700, Hartford, CT 06103
20 Church Street, Suite 700, Hartford, CT 06103
20 Church Street, 20th Floor, Hartford, CT 06103
Windham Securities Information
Lead Counsel Verified Attorneys in Windham
Lead Counsel independently verifies Securities attorneys in Windham and checks their standing with Connecticut bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Windham?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Connecticut?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts