Top San Jose, CA Securities Lawyers Near You
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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300 Hamilton Avenue, Suite 500, Palo Alto, CA 94301
Other Nearby Offices
Sanford Heisler Sharp McKnight, LLP can help you find legal solutions for your Securities issue. The practice serves the San Jose, California area.
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2100 Geng Rd, Suite 210, Palo Alto, CA 94303
70 South First Street, San Jose, CA 95113
1 Almaden Blvd., Suite 700, San Jose, CA 95113
1117 S. California Ave., Palo Alto, CA 94304
615 National Ave, Suite 220, Mountain View, CA 94043
1279 Oakmead Pkwy, Sunnyvale, CA 94085
1950 University Avenue, Suite 450, East Palo Alto, CA 94303
1841 Page Mill Rd, Suite 150, Palo Alto, CA 94304
245 Lytton Ave, Suite 150, Palo Alto, CA 94301
530 Lytton Avenue, Second Floor, Palo Alto, CA 94301
660 Hansen Way, Palo Alto, CA 94304
2440 W. El Camino Real, Suite 700, Mountain View, CA 94040-1499
1400 Page Mill Road, Palo Alto, CA 94304
2475 Hanover Street, Palo Alto, CA 94304-1194
390 Lytton Avenue, Palo Alto, CA 94301
1001 Page Mill Rd, Building 1, Palo Alto, CA 94304
3203 Hanover St, Suite 100, Palo Alto, CA 94304
160 West Santa Clara Street, Suite 1150, San Jose, CA 95113
Two Palo Alto Square, Suite 300, 3000 El Camino Real, Palo Alto, CA 94306
620 Hansen Way, Palo Alto, CA 94304
2479 E. Bayshore Road, Suite 185 (North Entrance), Palo Alto, CA 94303
228 Hamilton Ave, Fl 3, Palo Alto, CA 94301
2475 Hanover Street, Palo Alto, CA 94304
525 University Avenue, Suite 1400, Palo Alto, CA 94301
San Jose Securities Information
Lead Counsel Verified Attorneys in San Jose
Lead Counsel independently verifies Securities attorneys in San Jose and checks their standing with California bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in San Jose?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in California?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts