Top Scottsdale, AZ Securities Lawyers Near You
Securities Lawyers | Serving Nationwide with Regional Offices Across the U.S.
We fight for hardworking employees who have lost millions of dollars in retirement savings due to the poor management of their 401(k) or pension plans by their employers.
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Securities Lawyers/Law Firm With Experience Handling NASD, FINRA, NYSE, AAA, and Pacific Stock Exchange Securities Arbitrations and Securities Litigation in State and Federal Courts
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201 East Washington Street, Suite 1200, Phoenix, AZ 85004
2929 N Central Ave, Suite 1700, Phoenix, AZ 85012
3200 North Central Avenue, Suite 1550, Phoenix, AZ 85012
15279 North Scottsdale Road, Suite 400, Scottsdale, AZ 85254
1850 North Central Avenue, Suite 1400, Phoenix, AZ 85004
7702 E Doubletree Ranch Rd, Suite 300, Scottsdale, AZ 85258
2555 E Camelback Rd, Suite 1050, Phoenix, AZ 85016
One East Washington Street, Suite 2400, Phoenix, AZ 85004
2231 E Camelback Rd, Suite 200, Phoenix, AZ 85016
3110 N Central Ave, Suite D-160, Phoenix, AZ 85012
8585 East Hartford Drive, Suite 700, Scottsdale, AZ 85255
8800 East Raintree Drive, Suite 100, Scottsdale, AZ 85260
4435 E Chandler Blvd, Suite 200, Phoenix, AZ 85048
2394 East Camelback Road, Suite 600, Phoenix, AZ 85016-3429
2415 E. Camelback Road, Suite 500, Phoenix, AZ 85016
2325 E Camelback Rd, Suite 700, Phoenix, AZ 85016
4800 N Scottsdale Rd, Suite 2000, Scottsdale, AZ 85251
11 West Jefferson, Suite 1000, Phoenix, AZ 85003
2525 E Camelback Rd, Suite 500, Phoenix, AZ 85016
3101 North Central Avenue, Suite 1400, Phoenix, AZ 85012
1850 North Central Avenue, Suite 2100, Phoenix, AZ 85004
2266 S. Dobson Road, Suite 100, Mesa, AZ 85202
2325 E. Camelback Road, Suite 300, Phoenix, AZ 85016
1 East Washington Street, Suite 2300, Phoenix, AZ 85004-2555
2 North Central Avenue, Suite 2100, Phoenix, AZ 85004
Scottsdale Securities Information
Lead Counsel Verified Attorneys in Scottsdale
Lead Counsel independently verifies Securities attorneys in Scottsdale and checks their standing with Arizona bar associations.
Our Verification Process and Criteria
Ample Experience
Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
Good Standing
Be in good standing with their bar associations and maintain a clean disciplinary record.
Annual Review
Submit to an annual review to retain their Lead Counsel Verified status.
Client Commitment
Pledge to follow the highest quality client service and ethical standards.
What Are Securities Laws?
Securities are investments that take the form of stocks, bonds, and other financial instruments. Federal securities laws regulate the buying, selling, and trading of these securities. The Securities and Exchange Commission (SEC) enforces federal securities laws. Prominent federal securities laws include:
- Securities Act of 1933
- Securities Exchange Act of 1934
- Sarbanes-Oxley Act of 2002
- Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
What Are Some Examples of Situations Where I Might Need a Securities Lawyer?
Businesses have a responsibility to investors and stockholders. When a business does something that causes its stock value to drop, they can be liable for a breach of their fiduciary duty. As an investor, you can hold company executives liable for a breach of their business judgment or fiduciary duty. Situations where you might want to talk to a securities lawyer include:
- Loss in stock value because of irresponsible business practices
- Inaccurate SEC filings
- Disclosure and reporting failures
- Reporting investor fraud
- Concerns about insider trading
How Can a Securities Lawyer Help Me?
A securities lawyer can review your case and explain your legal options. Your lawyer can file a claim against a company for a breach of fiduciary duty that puts your investment at risk. Your securities lawyer can help you recover damages in a securities violation lawsuit. Damages that you might be able to win in a securities case can include:
- Out-of-pocket losses
- Aggregate damages
- Attorney fees
What Could Happen if I Don’t Hire a Securities Lawyer?
If you don’t hire a securities lawyer, your investment could be at risk of losing money. Many stockholders don’t take action to enforce their rights and end up losing much of their stock investments because of poor business practices. Without a securities lawyer, you could face:
- The loss of your investment
- The loss of retirement account benefits
- An underperforming portfolio
What Questions Should I Ask When Trying To Find a Securities Lawyer in Scottsdale?
These questions can help you decide if you feel comfortable and confident that a lawyer has the qualifications, experience, and ability to manage your case. Many securities lawyers offer an initial consultation that allows you to understand your options and get specific legal advice before hiring them. The top questions to ask include:
- What is your experience in handling securities cases in Arizona?
- Have you represented investors in cases like mine?
- What are potential issues that can come up during securities law cases?
- How will you keep me informed about updates in my case?
- What is the likely timeline for resolving my securities violation case?
Tips for Hiring a Securities Lawyer
Take the time to find a securities law attorney who is right for you and will represent your best interests. Find a lawyer who understands your case, knows your needs and goals, and has the experience to get the best outcome. Things to do:
- Ask for recommendations
- Research lawyers online
- Schedule consultations
- Review experience and expertise
- Talk about fees and billing
- Trust your instincts