Top Paterson, NJ Securities Fraud Lawyers Near You
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470 Grant Ave, Oradell, NJ 07649
Clients needing legal solutions for Securities Fraud can connect with Law Office of E. Gregory M. Cannarozzi, a local New Jersey practice.
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142 Livingston Ave., New Brunswick, NJ 08901
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In Paterson, New Jersey area, Weisberg & Klauber, LLC can help clients with their Securities Fraud needs.
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501 Grand Ave., Asbury Park, NJ 07712
If you need Securities Fraud help in New Jersey, contact Law Ofiice of Prosper A. Bellzia, a local practice in Paterson, for legal representation.
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21 Main Street, Suite 200W, Hackensack, NJ 07601
For legal issues concerning Securities Fraud, let Sutnick & Sutnick, LLC, a local practice in Paterson, New Jersey, help you find a solution.
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761 Ridge Road, Lyndhurst, NJ 07071
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Get assistance for your Securities Fraud issue in the Paterson, New Jersey area. Aiello Harris Abate Law Group, PC can help.
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600 Valley Rd, Suite 205, Wayne, NJ 07470
The Law Office of Robert J. Cascone helps Paterson clients with their Securities Fraud needs.
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28 Valley Road, Suite 1, Montclair, NJ 07042
277 North Broad St, PO Box 234, Elizabeth, NJ 07030
87 South St, Freehold, NJ 07728
2053 Woodbridge Ave, Edison, NJ 08817
269 Hamburg Turnpike, Wayne, NJ 07470
378 Summit Avenue, Jersey City, NJ 07306
70 S Orange Avenue, Suite 150, Livingston, NJ 07039-4914
96 Newark Pompton Turnpike, PO Box 360, Little Falls, NJ 07424
1 Pelican Drive, Suite 6 - Second Floor, Bayville, NJ 08721
1037 Raymond Blvd, Suite 900, Newark, NJ 07102
505 Main, Hackensack, NJ 07601
8 Campus Dr, Suite 105, Parsippany, NJ 07054
600 Campus Drive, Florham Park, NJ 07932
63 Ridge Road, Lyndhurst, NJ 07071
Park 80 West, Plaza II, 250 Pehle Avenue, Suite 200, Saddle Brook, NJ 07663
425 Eagle Rock Avenue, Suite 302, Roseland, NJ 07068
1037 Raymond Blvd, Suite 1800, Newark, NJ 07102
100 Hamilton Plaza, Suite 405, Paterson, NJ 07505
51 John F. Kennedy Parkway, First Floor West, Short Hills, NJ 07078
Paterson Securities Fraud Information
Lead Counsel independently verifies Securities Fraud attorneys in Paterson and checks their standing with New Jersey bar associations.
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State Required Disclosure: No aspect of this advertisement has been approved by the Supreme Court of New Jersey.
What Does the Law Say About Securities Fraud?
Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.
Is Securities Fraud a Federal Crime?
Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.
Securities fraud may also be a violation of New Jersey state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.
What Are Common Types of Securities Fraud?
Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:
- Corporate fraud
- Insider trading
- Internet fraud
- Short selling schemes
- Ponzi schemes
- Pump and dump
Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.
A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.
How Does Someone Find Out About Securities Fraud?
In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.
Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.
Can You Go to Jail for Securities Fraud?
You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:
- Telemarketing fraud
- Wire fraud
- Bank fraud
- Mail fraud
- Identity theft
- Credit card fraud
- Check fraud
- Insurance fraud
There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.
How Can an Experienced Securities Lawyer Help?
If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.
Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.