Top Vestavia Hills, AL Securities Fraud Lawyers Near You

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2107 5th Ave N., Suite 301, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

800 Shades Creek Pkwy, Suite 870, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

505 North 20th Street, Suite 825, Birmingham, AL 35203

Securities Fraud Lawyers | Hoover Office | Serving Vestavia Hills, AL

101 Riverchase Parkway East, Hoover, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

500 Office Park Drive, Suite 100, Birmingham, AL 35223

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2100 Southbridge Parkway, Suite 650, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

1 Chase Corporate Center, Suite 400, Birmingham, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

880 Montclair Road, Suite 100, Birmingham, AL 35213

Securities Fraud Lawyers | Bessemer Office | Serving Vestavia Hills, AL

1623 2nd Ave N, Bessemer, AL 35020

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2100 1st Ave N, Suite 370, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2320 Arlington Ave S, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2027 2nd Ave N, Suite A, Birmingham, AL 35203-4319

Securities Fraud Lawyers | Columbiana Office | Serving Vestavia Hills, AL

PO Box 278, Columbiana, AL 35051

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

1320 Alford Ave, Suite 202, Birmingham, AL 35226

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2320 Arlington Ave S, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

PO Box 59767, Birmingham, AL 35259

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

1914 4th Avenue North, Suite 100, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

1710 2nd Ave N, Apt 416, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

1819 5th Avenue North, One Federal Place, Birmingham, AL 35203-2119

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

800 Shades Creek Parkway, Suite 400, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

2025 3rd Avenue North, Suite 500, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

600 20th Street North, Suite 301, Birmingham, AL 35203-4705

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

3626 Clairmont Avenue South, Birmingham, AL 35222

Securities Fraud Lawyers | Birmingham Office | Serving Vestavia Hills, AL

505 20th Street North, Suite 1425, PO Box 11365, Birmingham, AL 35203

Vestavia Hills Securities Fraud Information

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Lead Counsel Verified Attorneys In Vestavia Hills

Lead Counsel independently verifies Securities Fraud attorneys in Vestavia Hills and checks their standing with Alabama bar associations.

Our Verification Process and Criteria
  • Ample Experience Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
  • Good Standing Be in good standing with their bar associations and maintain a clean disciplinary record.
  • Annual Review Submit to an annual review to retain their Lead Counsel Verified status.
  • Client Commitment Pledge to follow the highest quality client service and ethical standards.

Find a Securities Fraud Attorney near Vestavia Hills

The Average Total Federal Prison Sentence for Securities Fraud in Alabama

25.42 months*

* based on 2019 Individual Offenders - Federal Court sentencing in Alabama federal courts. See Sentencing Data Information for complete details.

What Does the Law Say About Securities Fraud?

Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.

Is Securities Fraud a Federal Crime?

Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.

Securities fraud may also be a violation of Alabama state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.

What Are Common Types of Securities Fraud?

Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:

  • Corporate fraud
  • Insider trading
  • Internet fraud
  • Short selling schemes
  • Ponzi schemes
  • Pump and dump

Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.

A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.

How Does Someone Find Out About Securities Fraud?

In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.

Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.

Can You Go to Jail for Securities Fraud?

You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:

There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.

How Can an Experienced Securities Lawyer Help?

If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.

Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.

How an Attorney Can Help

An attorney can often resolve your particular legal issue faster and better than trying to do it alone. A lawyer can help you navigate the legal system, while avoiding costly mistakes or procedural errors. You should seek out an attorney whose practice focuses on the area of law most relevant to your issue.

Top Questions to Ask a Lawyer

  • What is the usual process to resolve my case? How long will it take to resolve this?
  • What are likely outcomes of a case like mine? What should I expect?

An experienced lawyer should be able to communicate a basic “road map” on how to proceed. The lawyer should be able to walk you through the anticipated process, key considerations, and potential pitfalls to avoid. Once you’ve laid out the facts of your situation to the lawyer, he/she should be able to frame expectations and likely scenarios to help you understand your legal issue.

Types of legal fees:

Bill by the hour: Many attorneys bill by the hour. How much an attorney bills you per hour will vary based on a number of factors. For instance, an attorney’s hourly fee may fluctuate based on whether that hour is spent representing you in court or doing research on your case. Attorneys in one practice area may bill you more than attorneys in a different practice area.

Contingent fee: Some lawyers will accept payment via contingent fee. In this arrangement, the lawyer receives a percentage of the total monetary recovery if you win your lawsuit. In sum, the lawyer only gets paid if you win. Contingent fee agreements are limited to specific practice areas in civil law.

Flat fee: For “routine” legal work where the attorney generally knows the amount of time and resources necessary to complete the task, he/she may be willing to bill you a flat fee for services performed.

Common legal terms explained

Pro se – This Latin term refers to representing yourself in court instead of hiring professional legal counsel. Pro se representation can occur in either criminal or civil cases.

Statute – Refers to a law created by a legislative body. For example, the laws enacted by Congress are statutes.

Subject matter jurisdiction – Requirement that a particular court have authority to hear the claim based on the specific type of issue brought to the court. For example, the U.S. Bankruptcy Court only has subject matter jurisdiction over bankruptcy filings, therefore it does not have the authority to render binding judgment over other types of cases, such as divorce.

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