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Top Homewood, AL Securities Fraud Lawyers Near You

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2107 5th Ave N., Suite 301, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

500 Office Park Drive, Suite 100, Birmingham, AL 35223

Securities Fraud Lawyers | Hoover Office | Serving Homewood, AL

101 Riverchase Parkway East, Hoover, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

505 North 20th Street, Suite 825, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2311 Highland Avenue South, Suite 500, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

One Federal Place, Ste. 1000, 1819 Fifth Avenue North, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

3300 Cahaba Rd, Ste 300, Birmingham, AL 35223

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

100 Corporate Pkwy, One Lake Level, Birmingham, AL 35242

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2001 Park Place North, Suite 870, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

1710 2nd Ave N, Apt 416, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2101 6th Ave N, Ste 1100, Birmingham, AL 35203

Securities Fraud Lawyers | Bessemer Office | Serving Homewood, AL

1823 3rd Ave N, Suite 105, Bessemer, AL 35020

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

1665 28th Avenue South, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

1904 1st Ave N, Suite 300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

420 North 20th Street, Suite 2200, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

1901 6th Ave N, Ste 1100, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2120 1st Ave N, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

1320 Alford Ave, Suite 202, Birmingham, AL 35226

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2320 Arlington Ave S, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

800 Shades Creek Parkway, Suite 400, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

2001 Park Pl, Suite 1400, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

600 20th Street North, Suite 301, Birmingham, AL 35203-4705

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

315 Gadsden Hwy., Suite D, Birmingham, AL 35235-1000

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

3626 Clairmont Avenue South, Birmingham, AL 35222

Securities Fraud Lawyers | Birmingham Office | Serving Homewood, AL

PO Box 461, Birmingham, AL 35201

Homewood Securities Fraud Information

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Lead Counsel Verified Attorneys In Homewood

Lead Counsel independently verifies Securities Fraud attorneys in Homewood and checks their standing with Alabama bar associations.

Our Verification Process and Criteria
  • Ample Experience Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
  • Good Standing Be in good standing with their bar associations and maintain a clean disciplinary record.
  • Annual Review Submit to an annual review to retain their Lead Counsel Verified status.
  • Client Commitment Pledge to follow the highest quality client service and ethical standards.

Find a Securities Fraud Attorney near Homewood

The Average Total Federal Prison Sentence for Securities Fraud in Alabama

25.42 months*

* based on 2019 Individual Offenders - Federal Court sentencing in Alabama federal courts. See Sentencing Data Information for complete details.

What Does the Law Say About Securities Fraud?

Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.

Is Securities Fraud a Federal Crime?

Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.

Securities fraud may also be a violation of Alabama state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.

What Are Common Types of Securities Fraud?

Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:

  • Corporate fraud
  • Insider trading
  • Internet fraud
  • Short selling schemes
  • Ponzi schemes
  • Pump and dump

Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.

A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.

How Does Someone Find Out About Securities Fraud?

In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.

Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.

Can You Go to Jail for Securities Fraud?

You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:

There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.

How Can an Experienced Securities Lawyer Help?

If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.

Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.

When to Hire a Lawyer

It is in your best interest to get legal help early on in addressing your situation. There are times when hiring a lawyer quickly is critical to your case, such as if you are charged with a crime. It may also be in your best interest to have a lawyer review the fine print before signing legal documents. A lawyer can also help you get the compensation you deserve if you’ve suffered a serious injury. For issues where money or property is at stake, having a lawyer guide you through the complexities of the legal system can save you time, hassle, and possibly a lot of grief in the long run.

Tips on Approaching an Initial Attorney Consultation

  • Use the consultation as a means of gaining a better understanding of your legal situation.
  • Ask the attorney how many cases similar to yours he/she has handled. An attorney’s experience and knowledge can speak to their expertise (or lack of) in addressing your situation.
  • Your attorney should be able to articulate roughly how long a case like yours will take to resolve and what sort of procedures to expect.
  • Determine how comfortable you are working with the lawyer and/or law firm.

Tips on Hiring an Experienced Lawyer with Securities Fraud Cases

The more experienced a lawyer is in legal practice, the more likely he/she will be able to bring about a successful resolution to your issue. Since experience matters, lawyers who’ve been practicing law for many years (with a successful track record) tend to be in high demand. You should look for information about a lawyer’s experience and ask questions during the initial meeting. It’s a very good idea to ask the lawyer how many years he/she has been practicing law and the expected outcome of your case.

Common legal terms explained

Affidavit – A sworn written statement made under oath. An affidavit is meant to be a supporting document to the court assisting in the verification of certain facts. An affidavit may or may not require notarization.

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