Top Hayden, AL Securities Fraud Lawyers Near You

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

800 Shades Creek Pkwy, Suite 870, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

400 20th Street North, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

420 20th Street North, Suite 1400, Birmingham, AL 35203-5202

Securities Fraud Lawyers | Hoover Office | Serving Hayden, AL

101 Riverchase Parkway East, Hoover, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

500 Office Park Drive, Suite 100, Birmingham, AL 35223

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

420 20th Street North, Suite 2300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

505 North 20th Street, Suite 825, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2311 Highland Ave S., Suite 330, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2107 5th Ave N., Suite 301, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

One Perimeter Park South, Suite 100-N, Birmingham, AL 35243

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

315 Gadsden Hwy., Suite D, Birmingham, AL 35235-1000

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

PO Box 461, Birmingham, AL 35201

Securities Fraud Lawyers | Pelham Office | Serving Hayden, AL

3590-B Pelham Pkwy, Suite 254, Pelham, AL 35124

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

100 Brookwood Place, 7th Floor, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

100 Corporate Pkwy, One Lake Level, Birmingham, AL 35242

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

1904 1st Ave N, Suite 300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2320 Arlington Ave S, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

301 19th Street North, Suite 519, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2151 Highland Avenue, Suite 310, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2107 5th Avenue North, Suite 400, Birmingham, AL 35203

Securities Fraud Lawyers | Columbiana Office | Serving Hayden, AL

PO Box 278, Columbiana, AL 35051

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

2151 Highland Ave. S., Suite 310, Birmingham, AL 35205

Securities Fraud Lawyers | Pelham Office | Serving Hayden, AL

2163 Pelham Parkway, Pelham, AL 35124

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

800 Shades Creek Parkway, Suite 400, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Hayden, AL

1819 5th Avenue North, One Federal Place, Birmingham, AL 35203-2119

Hayden Securities Fraud Information

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Lead Counsel Verified Attorneys In Hayden

Lead Counsel independently verifies Securities Fraud attorneys in Hayden and checks their standing with Alabama bar associations.

Our Verification Process and Criteria
  • Ample Experience Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
  • Good Standing Be in good standing with their bar associations and maintain a clean disciplinary record.
  • Annual Review Submit to an annual review to retain their Lead Counsel Verified status.
  • Client Commitment Pledge to follow the highest quality client service and ethical standards.

Find a Securities Fraud Attorney near Hayden

The Average Total Federal Prison Sentence for Securities Fraud in Alabama

25.42 months*

* based on 2019 Individual Offenders - Federal Court sentencing in Alabama federal courts. See Sentencing Data Information for complete details.

What Does the Law Say About Securities Fraud?

Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.

Is Securities Fraud a Federal Crime?

Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.

Securities fraud may also be a violation of Alabama state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.

What Are Common Types of Securities Fraud?

Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:

  • Corporate fraud
  • Insider trading
  • Internet fraud
  • Short selling schemes
  • Ponzi schemes
  • Pump and dump

Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.

A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.

How Does Someone Find Out About Securities Fraud?

In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.

Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.

Can You Go to Jail for Securities Fraud?

You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:

There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.

How Can an Experienced Securities Lawyer Help?

If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.

Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.

Best Time to Seek Legal Help

No matter what your legal issue may be, it is always best to seek legal help early in the process. An attorney can help secure what is likely to be the best possible outcome for your situation and avoid both unnecessary complications or errors.

Tips on Approaching an Initial Attorney Consultation

  • Use the consultation as a means of gaining a better understanding of your legal situation.
  • Ask the attorney how many cases similar to yours he/she has handled. An attorney’s experience and knowledge can speak to their expertise (or lack of) in addressing your situation.
  • Your attorney should be able to articulate roughly how long a case like yours will take to resolve and what sort of procedures to expect.
  • Determine how comfortable you are working with the lawyer and/or law firm.

How will an attorney charge me?

A reputable attorney will be very upfront about how he/she will charge you. The three most common fee structures that attorneys use to charge for their services are:

  • Bill by the hour
  • Contingent fee agreement
  • Flat fee agreement

Depending on your specific legal situation, it’s possible that only one type of fee structure is available. For instance, criminal defense attorneys almost always bill by the hour. In a flat fee arrangement, an attorney accepts a one-time payment to help you resolve your issue. With a contingent fee agreement, the client pays little to nothing upfront and the attorney receives a percentage of the money recovered if you win your case.

Common legal terms explained

Plaintiff – a person or party who brings a lawsuit against another person(s) or party/parties in a court of law. Private persons or parties can only file suit in civil court.

Judgment – A decision of the court. Also known as a decree or order. Judgments handed down by the court are usually binding on the parties before the court.

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