Top Chelsea, AL Securities Fraud Lawyers Near You

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

505 North 20th Street, Suite 825, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

400 20th Street North, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

420 20th Street North, Suite 1400, Birmingham, AL 35203-5202

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2107 5th Ave N., Suite 301, Birmingham, AL 35203

Securities Fraud Lawyers | Hoover Office | Serving Chelsea, AL

101 Riverchase Parkway East, Hoover, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2311 Highland Ave S., Suite 330, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

500 Office Park Drive, Suite 100, Birmingham, AL 35223

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

800 Shades Creek Pkwy, Suite 870, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

420 20th Street North, Suite 2300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2311 Highland Avenue South, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2170 Highland Ave, Suite 250, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2100 1st Ave N, Suite 370, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2323 Second Avenue North, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

1665 28th Avenue South, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

One Perimeter Park South, Suite 100-N, Birmingham, AL 35243

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

1275 Centerpoint Parkway, Birmingham, AL 35215

Securities Fraud Lawyers | Vestavia Hills Office | Serving Chelsea, AL

2081 Columbiana Rd, Vestavia Hills, AL 35216

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

1275 Center Point Parkway, Birmingham, AL 35215

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

420 20th St N, Suite 2200, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

2107 5th Avenue North, Suite 400, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

1904 1st Ave N, Suite 300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

1710 2nd Ave N, Apt 416, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

100 Brookwood Place, 7th Floor, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

505 20th Street North, Suite 940, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Chelsea, AL

301 19th Street North, Suite 519, Birmingham, AL 35203

Chelsea Securities Fraud Information

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Lead Counsel Verified Attorneys In Chelsea

Lead Counsel independently verifies Securities Fraud attorneys in Chelsea and checks their standing with Alabama bar associations.

Our Verification Process and Criteria
  • Ample Experience Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
  • Good Standing Be in good standing with their bar associations and maintain a clean disciplinary record.
  • Annual Review Submit to an annual review to retain their Lead Counsel Verified status.
  • Client Commitment Pledge to follow the highest quality client service and ethical standards.

Find a Securities Fraud Attorney near Chelsea

The Average Total Federal Prison Sentence for Securities Fraud in Alabama

25.42 months*

* based on 2019 Individual Offenders - Federal Court sentencing in Alabama federal courts. See Sentencing Data Information for complete details.

What Does the Law Say About Securities Fraud?

Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.

Is Securities Fraud a Federal Crime?

Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.

Securities fraud may also be a violation of Alabama state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.

What Are Common Types of Securities Fraud?

Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:

  • Corporate fraud
  • Insider trading
  • Internet fraud
  • Short selling schemes
  • Ponzi schemes
  • Pump and dump

Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.

A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.

How Does Someone Find Out About Securities Fraud?

In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.

Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.

Can You Go to Jail for Securities Fraud?

You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:

There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.

How Can an Experienced Securities Lawyer Help?

If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.

Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.

What sort of issues can I seek legal help with?

Specialized legal help is available for most legal issues. Each case is unique; seeking legal help is a smart first step toward understanding your legal situation and seeking the best path toward resolution for your case. An experienced lawyer understands the local laws surrounding your case and what your best legal options might be. More importantly, there are certain situations and circumstances – such as being charged with a crime – where you should always seek experienced legal help.

The Importance of a Good Consultation

The goal of an initial consultation is to find an attorney you are comfortable working with and someone who can help you understand your options under the law. Seek to understand the relevant legal experience the attorney brings to your case. While it is not realistic to expect an attorney to resolve your legal issue during an initial consultation, you should gain a level of comfort with his/her ability to do so. A good consultation can clarify issues, raise pertinent questions and considerations for your case, and help you make an informed decision towards resolving your legal issue.

How to Find the Right Attorney

  • Determine the area of law that relates to your issue. Attorneys specialize in specific practice areas around legal issues within the broad field of law.
  • Seek out recommendations from friends, family, and colleagues. A successful attorney or practice will typically have many satisfied clients.
  • Set up consultation appointments to get a better understanding of your case as well as gauge your comfort level with different attorneys. Find the attorney who is the right fit for your needs.

Common legal terms explained

Affidavit – A sworn written statement made under oath. An affidavit is meant to be a supporting document to the court assisting in the verification of certain facts. An affidavit may or may not require notarization.

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