Top Adamsville, AL Securities Fraud Lawyers Near You

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

800 Shades Creek Pkwy, Suite 870, Birmingham, AL 35209

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

400 20th Street North, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

505 North 20th Street, Suite 825, Birmingham, AL 35203

Securities Fraud Lawyers | Hoover Office | Serving Adamsville, AL

101 Riverchase Parkway East, Hoover, AL 35244

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2311 Highland Ave S., Suite 330, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

500 Office Park Drive, Suite 100, Birmingham, AL 35223

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

420 20th Street North, Suite 2300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

420 20th Street North, Suite 1400, Birmingham, AL 35203-5202

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2107 5th Ave N., Suite 301, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2151 Highland Avenue, Suite 310, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2311 Highland Avenue South, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

420 North 20th Street, Suite 3400, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2107 5th Avenue North, Suite 400, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

PO Box 131131, Birmingham, AL 35213

Securities Fraud Lawyers | Pelham Office | Serving Adamsville, AL

3590-B Pelham Pkwy, Suite 254, Pelham, AL 35124

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

1904 1st Ave N, Suite 300, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2170 Highland Ave, Suite 250, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

1275 Centerpoint Parkway, Birmingham, AL 35215

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

1901 6th Ave. N, Suite 1400, Birmingham, AL 35203-2623

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

211 22nd St. N, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

2151 Highland Ave. S., Suite 310, Birmingham, AL 35205

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

505 20th Street North, Suite 940, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

420 20th St N, Suite 2200, Birmingham, AL 35203

Securities Fraud Lawyers | Birmingham Office | Serving Adamsville, AL

1330 21st Way S, Suite 200, Birmingham, AL 35205

Securities Fraud Lawyers | Pelham Office | Serving Adamsville, AL

2163 Pelham Parkway, Pelham, AL 35124

Adamsville Securities Fraud Information

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Lead Counsel Verified Attorneys In Adamsville

Lead Counsel independently verifies Securities Fraud attorneys in Adamsville and checks their standing with Alabama bar associations.

Our Verification Process and Criteria
  • Ample Experience Attorneys must meet stringent qualifications and prove they practice in the area of law they’re verified in.
  • Good Standing Be in good standing with their bar associations and maintain a clean disciplinary record.
  • Annual Review Submit to an annual review to retain their Lead Counsel Verified status.
  • Client Commitment Pledge to follow the highest quality client service and ethical standards.

Find a Securities Fraud Attorney near Adamsville

The Average Total Federal Prison Sentence for Securities Fraud in Alabama

25.42 months*

* based on 2019 Individual Offenders - Federal Court sentencing in Alabama federal courts. See Sentencing Data Information for complete details.

What Does the Law Say About Securities Fraud?

Securities fraud involves fraudulent misrepresentations in buying, selling, trading stock or other financial commodities. Securities fraud can also involve stock price manipulation to artificially inflate or deflate stock values. Securities fraud is a type of “white-collar crime,” which is a financially motivated, nonviolent crime.

Is Securities Fraud a Federal Crime?

Securities fraud is a federal offense, like mail fraud or wire fraud. Under securities law in the U.S. Code, it is a violation of the Securities Exchange Act to defraud any person in connection with any commodity. It is also a crime to execute a scheme to obtain money or property in connection with any stock commodity through misrepresentation, false pretenses, or fraudulent promises.

Securities fraud may also be a violation of Alabama state law. Many states have a law that mirrors the federal criminal statute. State agencies or state law enforcement may prosecute fraudulent securities practices that occur within state lines.

What Are Common Types of Securities Fraud?

Fraudulent security schemes can take a variety of forms. Common examples of securities fraud include:

  • Corporate fraud
  • Insider trading
  • Internet fraud
  • Short selling schemes
  • Ponzi schemes
  • Pump and dump

Corporate fraud generally involves misrepresentations made by corporate directors and executives. This may include misrepresentations or cooking the books to artificially inflate the company’s stock value. Corporate shareholders can then profit from selling the overpriced stock or selling the overvalued company. The Enron corporate fraud case is a famous example of corporate-level fraud.

A Ponzi scheme is an investment scheme where earlier investors are paid out returns out of the money from new investors. As long as the share of investors continues to increase, other investors can receive consistent profits. However, as soon as the new influx of money starts to slow down or dry up, the scheme falls apart and individual investors find out their life savings are gone.

How Does Someone Find Out About Securities Fraud?

In some cases, a financial scheme can go on for years before anyone suspects any criminal activity. Federal government agencies may suspect fraud because of suspicious financial transactions, excessive trading, or irregular tax filings. However, many securities fraud cases are reported by whistleblowers. The Securities and Exchange Commission (SEC) has a whistleblower office for people to report possible fraud. Fraud may be reported by investors, employees, or even relatives who become aware of false securities claims.

Whistleblowers have an incentive to report insider trading or corporate fraud because the SEC provides monetary awards for individuals who report fraud that leads to SEC enforcement. Whistleblowers can receive up to 30% of the enforcement money collected.

Can You Go to Jail for Securities Fraud?

You can go to jail for securities fraud. Federal fraud statutes provide long prison sentences for felony fraud. Under U.S. law, a conviction for securities fraud can result in fines and imprisonment for up to 25 years. Depending on the fraud involved, securities violations may include other fraud charges, including:

There may also be civil penalties for fraud, which could result in fines, treble damages, and restitution for the victims of investment fraud.

How Can an Experienced Securities Lawyer Help?

If your business or investment activities are being investigated by a government agency, you may be under investigation for securities fraud. Securities fraud attorneys may be able to represent you during an investigation to make sure your legal rights are represented. If you are facing legal action, criminal defense lawyers can represent you in court.

Investment fraud lawyers can use the discovery process to review all the evidence in your case, talk to witnesses, and gather relevant records to build a strong legal defense. An investment fraud attorney may also be able to negotiate a plea agreement for the best possible outcome. A successful plea deal can have charges reduced, charges dropped, or reduce the criminal sentencing.

Top Questions to Ask When Hiring an Attorney

  • How many years have you been practicing law? How long have you practiced law in the local area?
  • How many cases similar to mine have you handled in the past?
  • What is the likely outcome for my case?

In legal practice, experience matters. An experienced attorney will likely have handled issues similar to yours many, many times. Therefore, after listening to your situation, the attorney should have a reasonable idea of the time line for a case like yours and the likely resolution.

How to Prepare for Your Initial Consultation

Prepare for your consultation by writing down notes of your understanding of the case, jot down questions and concerns for the attorney, and gather your documents. Remember that you are trying to get a sense of whether the attorney has your trust and can help you address your legal issues. Questions should include how the attorney intends to resolve your issue, how many years he/she has been practicing law and specifically practicing in your area, as well as how many cases similar to yours the attorney has handled. It can also be helpful to broach the subject of fees so that you understand the likely cost and structure of your representation by a specific attorney and/or legal team.

Types of legal fees:

Bill by the hour: Many attorneys bill by the hour. How much an attorney bills you per hour will vary based on a number of factors. For instance, an attorney’s hourly fee may fluctuate based on whether that hour is spent representing you in court or doing research on your case. Attorneys in one practice area may bill you more than attorneys in a different practice area.

Contingent fee: Some lawyers will accept payment via contingent fee. In this arrangement, the lawyer receives a percentage of the total monetary recovery if you win your lawsuit. In sum, the lawyer only gets paid if you win. Contingent fee agreements are limited to specific practice areas in civil law.

Flat fee: For “routine” legal work where the attorney generally knows the amount of time and resources necessary to complete the task, he/she may be willing to bill you a flat fee for services performed.

Common legal terms explained

Personal jurisdiction – Requirement that a particular court have authority over a person, in order to bind that person to the judgment of the court, based on minimum contacts. International Shoe Co v. Washington is a landmark Supreme Court case outlining the scope of a state court’s reach in personal jurisdiction.

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