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Alabama Securities Law Lawyers

Frequently Asked Questions

  • What Is A Security?
    A Security is an investment instrument. It includes investments such as stocks, notes, bonds, debentures, investment contracts, interests in limited partnerships, and warrants, rights, or options … more
  • What Are The Federal Securities Laws?
    Congress enacted the Federal Securities Laws In an effort to curb future excesses and to provide fair disclosure to investors. The Securities and Exchange Commission (SEC) administers these laws. … more
  • What Do These Securities Laws Cover?
    The Securities Act generally requires companies to give investors full disclosure of all material facts, the facts investors would find important in making an investment decision. This Act also … more

Legal Articles

  • Using Incentive Stock Option Agreements to Attract and Retain Key Employees
    No matter what the status of current economic conditions, businesses often compete to hire the best, most talented people possible. Employees who are choosing between different companies consider the entire employment package being offered including working conditions, paid time off, benefits and, of course, compensation. Compensation includes not only salary but also bonuses and stock … more
  • Buy Sell Agreements
    People enter business ownership relationships with the hope that the relationship will continue for as long as the business operates. However, despite the excitement of a new business, it is important to be realistic. A co-owner may want to leave the business in the future and all of the business owners must protect themselves for that possible, or probable, occurrence. For example, … more

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