Virginia Securities Law Lawyers

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What Is A Security?
A Security is an investment instrument. It includes investments such as stocks, notes, bonds, debentures, investment contracts, interests in limited partnerships, and warrants, rights, or options … more
What Are The Federal Securities Laws?
Congress enacted the Federal Securities Laws In an effort to curb future excesses and to provide fair disclosure to investors. The Securities and Exchange Commission (SEC) administers these laws. … more
What Do These Securities Laws Cover?
The Securities Act generally requires companies to give investors full disclosure of all material facts, the facts investors would find important in making an investment decision. This Act also … more

Buy Sell Agreements
People enter business ownership relationships with the hope that the relationship will continue for as long as the business operates. However, despite the excitement of a new business, it is important to be realistic. A co-owner may want to leave the business in the future and all of the business owners must protect themselves for that possible, or probable, occurrence. For example, … more
Individual Protection when a Brokerage Firm Fails or Files for Bankruptcy
Many financial advisers and do it yourself financial websites advise that you have a diverse portfolio that combines savings and investments. For many Americans, that means investing with brokerage firms which can be a lucrative or nerve wracking experience. In order to provide some sense of stability and predictability for people who invest their money with brokerage firms, Congress … more